Articles Posted in Buybacks

LPL’s Trail of REIT Sales Draws Complaints – Recover your LPL Loss
Samuels Yoelin Kantor LLP

Investment News reported today that LPL Financial is being asked to pay $3.6 million in investor repayments and fines. The state of New Hampshire and LPL financial on Monday slapping LPL with a $1 million fine and $200,000 in investigative costs in addition to the $2.4 million in buybacks and restitution for clients.The state alleges unsuitable…

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