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Articles Posted in Estate and Trust Litigation

Elder Financial Abuse – Do I Have a Claim?
Samuels Yoelin Kantor LLP

Oregon has strong protections for investors against fraud with our state blue sky securities laws.  The Investor Defenders attorneys at Samuels Yoelin Kantor LLP have deep experience with litigating securities cases to recover investment losses cause by financial advisor misconduct. We also handle elder financial abuse claims. Sometimes those claims relate to securities, like a…

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New FINRA Rule to Help Prevent Elder Financial Abuse
Samuels Yoelin Kantor LLP

On February 5, 2018, a new FINRA rule geared towards preventing financial exploitation of seniors  – also called elder financial abuse – goes into effect. This is new Rule 2165, which creates a limited safe harbor for brokers to put a temporary hold on certain disbursement requests from a brokerage account. The rule “permits members…

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