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Articles Posted in Investment Loss Recovery

Down Markets – A Good Time to Look For Red Flags and Recoverable Investment Losses
Samuels Yoelin Kantor LLP

The news has been full of stories of investment losses. First, it was cryptocurrencies and related investments on a roller coaster ride of valuation. Then, in the last week, the major stock market indices followed… Dow Jones, S&P 500, Nasdaq… What is a Main Street investor to do? As a securities attorney representing investors in…

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New FINRA Rule to Help Prevent Elder Financial Abuse
Samuels Yoelin Kantor LLP

On February 5, 2018, a new FINRA rule geared towards preventing financial exploitation of seniors  – also called elder financial abuse – goes into effect. This is new Rule 2165, which creates a limited safe harbor for brokers to put a temporary hold on certain disbursement requests from a brokerage account. The rule “permits members…

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