Articles Posted in Hearing

Are FINRA Arbitration Hearings for Securities Disputes Public Record?
Samuels Yoelin Kantor LLP

We are sometimes asked whether FINRA arbitrations are public.   Anyone can go to a courthouse and observe a hearing or trial unless there are good reasons for the court to order the proceeding closed to the public. However, FINRA arbitration hearings are private proceedings.   That means that only the parties and their attorneys, expert witnesses…

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